About the Exhibitors

FINRA is an independent, not-for-profit regulator authorized by Congress to oversee the broker-dealer industry. The FINRA Investor Education Foundation develops and distributes tools and resources to help investors make informed financial decisions and avoid financial fraud. One such tool is FINRA BrokerCheck, a free tool to research the background and experience of financial brokers, advisers, and firms. FINRA and the FINRA Foundation do not sell investment products, promote products or firms, or offer specific investment advice.

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Exhibitor Schedule
Wednesday, March 12, 2025, 1:40 pm - 2:10 pm EST
Know the Risks: Anatomy of a Scam
Christine Kieffer |FINRA Investor Education Foundation
Robert Mascio |FINRA Investor Education Foundation

While emerging technologies provide new opportunities for investors, they also come with opportunities for exploitation by bad actors. Join Robert Mascio and Christine Kieffer with FINRA to explore emerging threats to investors, the psychology of scams, the sophisticated techniques used by salespeople (both honest and otherwise), and tips and tools to help you protect your investments. 

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